Geneva / Eintritt per sofort My client is one of the leading Banking institution with global presence, providing financial services and consulting to Private as well as Institutional clients.
This is an exciting opportunity where you will help ensure the firm is compliant with the appropriate rules and regulations within the private banking and wealth management industry.
We're looking for a professional to join the Geneva-based PWM compliance team, who wants to use their drive, enthusiasm and abilities to provide world class compliance advisory coverage to my client's business.
Tätigkeiten:
Working in collaboration with the PWM Swiss client coverage teams and management, to provide Compliance expertise and guidance on handling complex client situations, cross border activity and marketing, client transactions and business led initiatives and projects
Working in collaboration with the PWM Swiss compliance team and broader EMEA Compliance team to deliver day to day advisory functions including:
Providing regulatory and policy guidance to PWM professionals, across the range of PWM activities
Development, implementation and advice on compliance-related policies and procedures
Performing forensic surveillance and assisting in the resolution of system generated surveillance alerts
Providing regulatory advice on new initiatives and projects, working closely with Global Compliance, including provision of Swiss regulatory expertise and input
Providing support to the PWM business through core PWM Compliance activities, including:
Conducting trading and suitability surveillance using automated surveillance systems and forensic investigations
Reviewing and approving client account and trade activity from a suitability perspective
Analysis of cross border regulations to understand viability of offering PWM’s investment services into the multiple jurisdictions where PWM has a presence
Providing support for / responding to general compliance-related queries
Anforderungen:
University degree and/or professional compliance / financial services qualification
5+ years’ compliance or other relevant financial services experience. Private wealth management experience preferred
Strong investigative, analytical and problem solving skills with the ability to exercise sound and balanced judgment
Excellent interpersonal skills and effective written/oral communication skills
Strong product knowledge and trading strategies used by PWM, e.g. structured products, alternative investments, derivatives
Ability to handle multiple tasks and work under pressure
Strong team player, with ability to work both independently and as part of a team
Sprachen: fluent English; German/French is of substantial benefit
Einsatzort: Geneva
Eintritt ab: sofort
Stellenart: Dauerstelle
Stellen-Nr.: 2023
Publikationsdatum:09.07.2021
Ihre Kontaktperson:
Peter Vogler
Partner
T 043 305 00 35
vogler@kesslervogler.chE-MailIch möchte mich für diese Stelle bewerben
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