Job Detail

Become a part of our young and dynamic team

Graduate in Compliance

Your tasks & responsibilities

• Supporting the Onboarding Switzerland team with client opening and KYC due diligence procedures


• Documentation and life cycle management of relationships, regular reviews and update of client documentation


• Support in regard to the implementation of KYC/AML policies and regulations (AMLA, AMLO FINMA, CDB 20, FINSA, FINIA etc.)


• Assistance with compliance reviews and reporting


• Assistance with compilation and preparation of the necessary documentation for internal and external audit examinations


• Contract and template management across Leonteq’s markets


• Archiving of relevant documents and database maintenance


• Support in other core compliance tasks, including daily interaction with front office

Training Structure

• Improving financial product knowledge


• Understanding of Legal & regulatory transnational questions


• Learning to work with different operational systems


• Learning about the different Compliance monitoring activities


• Learning about implementation of various national & international regulatory requirements


• Acquiring onboarding and relationship documentation knowledge

Our requirements

• MLaw, Master’s degree in Law and/or Compliance/Regulatory (preferably Swiss degree)


• Active interest in capital markets and regulations, in particular AML


• Dedicated and responsible with strong team-player attitude


• Independent and solution oriented approach


• Ability to work under pressure, manage own goals and set up priorities


• Fluent in German and English. Spanish would be a plus


• Good MS Office Skills

ARE YOU INTERESTED

In supporting the build-out of our young and innovative company within a fast growing & entrepreneurial team?
If so, please click on “Apply” to submit your application.

No candidacy received by post will be taken into consideration.