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Compliance Officer - Asian Markets

Situated in the heart of Zug in Switzerland, which is globally recognized as the Crypto Valley and the home of multifold reputable crypto and blockchain organizations, we have established our headquarter operations. SEBA represents a new digital finance offering, which is committed to security, transparency and performance. Our talented teams build the bridge between the old and new economy and own a wealth of experience in financial markets, regulation, technology and information security.

We are bringing a new financial services paradigm to the crypto economy. In scope of our growth plans we are seeking for a Compliance Officer as part of our Legal & Compliance team.

In the Compliance Officer function, you will be responsible for the following:

• Support various bank officials on due diligence Compliance matters and regulatory requirements (i.e. CDB20, AML, FATCA/CRS/QI, Market Conduct rules etc.)


• Review of account openings, especially perform formal examinations and assess completeness and plausibility of relationships in accordance with internal policies and CDB20. Conduct due diligence checks (i.e. World-Check, LexisNexis, open media search)


• Processing of incoming/outgoing payment and name check alerts (i.e. sanctions, PEP)


• Perform enhanced due diligence for high and special risk clients and for PEP relationships, including the corresponding drafting of assessments for these particular client groups


• Coordination and conduct of annual reviews of clients with increased risk (i.e. medium and high risk clients, PEP) and review of 1LoD procedural adherence and processes


• Preparation of reports to the Money Laundering Reporting Office Switzerland (MROS)


• Provide compliance advisory services to client handling staff as well as to the Executive Management and in various projects related to new products and services


• Drive compliance projects, in particular the digitalization of onboarding processes and AML


• Design and maintenance of AML and due diligence procedures


• Educate and train employees (incl. preparation of training material)

For you to become part of SEBA’s journey, we require the following set of experience:

• At least 5 years of experience


• Fluent in English and good knowledge in Mandarin


• Experience in compliance environment in Asian markets (Singapore, Hong Kong, Taiwan etc.)


• Very good knowledge of MS-Office


• Broad experience as in-house compliance officer in a bank or alternately, the financial industry


• Experience in or curiosity for blockchain and other new technologies


• Structured, independent and precise working manner

At SEBA, our people make the difference. We look forward to receiving your full application (CV, Motivation Letter, Reference Letters and Diplomas).

Additional information

Location Zug Position type Full-time employee Start of work 01.04.2021

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