Job Detail

Head Legal & Compliance

Inseriert am: 18.05.2020

Head Legal & Compliance


Kontakt


Isabelle Eckert,

Head Human Resources



T +41 44 284 24 76

isabelle.eckert@fam.ch

In this position you lead the Legal & Compliance Function overall of Fisch and the team based in Switzerland and ensure that all legal and regulatory requirements are compliant across all business activities.


Your tasks



  • Manage legal and regulatory requirements across group’s business activities with a focus on Swiss and Luxembourg regulation pertaining to asset management

  • Act as a strategic business partner in all actions relating to the organisation

  • Anticipate and maintain up-to-date knowledge of current laws and industry regulations of the different countries in Europe, to provide strategic advice and foster compliance

  • Lead and drive strategic projects

  • Monitor regulatory developments in various jurisdictions and evaluate business implications

  • Supervise the implementation of legal and compliance initiatives, policies and trainings

  • Responsible for regulatory reports, responses to FINMA inquiries and other regulatory matters

  • Provide legal support for fund documentation

  • Oversee and manage the budget


Unsere Anforderungen



  • University Degree or equivalent (e.g. LLM)

  • Minimum 8 years’ experience in a legal/compliance related position in the financial industry, ideally within Asset Management

  • Excellent knowledge of legal & compliance processes and procedures as well as leadership experience in this field

  • Strong verbal and written communication and drafting skills with the ability to effectively and proactively take action

  • Ability to work efficiently and diligently including to manage a number of projects concurrently

  • Entrepreneurial spirit and high self-management ability

  • Accurate and detail-oriented skills with sound judgement and integrity

  • Strong linguistic skills, fluency in German and English


Fisch Asset Management AG (“Fisch”) is an independent asset management firm that specializes in Convertible Bond, Corporate Bond, Trend-Following, and Multi-Asset strategies with around CHF 10bn in AuM. The company was founded in 1994 in Zurich by the brothers Kurt and Dr Pius Fisch, who remain actively involved in the firm. Fisch is 100% owned by its employees and enjoys a corporate culture that is based on transparency, integrity, and interests that are fully aligned with those of our clients.


Isabelle Eckert,

Head Human Resources



T +41 44 284 24 76

isabelle.eckert@fam.chBewerben


  • Warum Fisch


  • Fisch Academy


  • Bewerbungsprozess


  • Nachhaltigkeit




  • Warum Fisch


  • Fisch Academy


  • Bewerbungsprozess


  • Nachhaltigkeit

Details