Global Market Data Compliance Lead #114309Schweiz-Switzerland - Region Zurich-Zürich | Großbritannien-London-London | Vollzeit | Technology [IT] | 

Stellen ID

 114309Software Development / EngineeringEnglish

We Offer

 

 

• You the chance to partner with the Business Advisory team to work with applications to ensure optimal compliant use of data


• Advise potential & existing users / stakeholders on exchange policies and market data license requirements


• Work with SVM to answer complex licensing questions related to requirements, etc.


• Accountable for maintaining a knowledge database of the exchange policies, reporting requirements and license restrictions OR select and manage a vendor to deliver this service


• Provide consultancy expertise to solution consultants / users / project teams at the contract level with regards to data usage and licensing


• Collaborate with SVM (who manage 3rd party agreements) to resolve any licensing issues or concerns


• Conduct onsite and virtual visits across group, liaising with all business users to communicate compliance policy across the Bank


• Ensure the right understanding of the procedures by users and the right risk perception based on their usage of market data.


• Conduct an annual certification and application owner attestation regarding application usage and adherence to the compliance policies and usage of market data.


• Ensure correct contractual agreements in place for all areas of Credit Suisse market data


• Understand potential audit exposure and usage of exchange data - maintain a database for analysis


• Produce “what you need to know and upcoming audit events” newsletter for users


• Facilitate reporting of fee liable data access, usage and credits to exchanges & vendors 


• Recommend, build, and manage training for users on Market Data licensing and compliance


• Research use of possible internal compliance tools and tracking internal use of feeds


• Work with ORLICA to improve oversight of market data permissioning controls and exchange declarations


• Assist ORLICA with ongoing MDM inventory improvements in the areas of compliance and control


• Ensure applications’ respective application users are entitled properly in the respective entitlement systems (DACS, EMRS, others) in order to enable a compliant usage reporting whether applications and users are using the data as designed (and reported)


• Analyze the data usage regularly, e.g. to observe changing data usage pattern of applications


• Drive an exchange market data strategy with the goal of consolidating dispersed exchanges to increase control (fewer usage rules to apply to) and reduce financial risk (fewer exchanges auditing


• Manage exchange & vendor audits and follow ups


• Assemble exchange audit working groups and exchange face-off teams (will vary based on exchange and business)


• Facilitate determination of audit exposure allocations to business units


• Generate lessons learned documents and work with app teams and users ensure violation is prevented in future

 

You Offer

 

• A thorough and detailed understanding of the market data landscape


• Expert Market Data industry experience, preferably with a market data vendor or from a similar Compliance role within a financial institution.


• Confident communication skills, you know how to speak with people at all levels


• A team player mentality who can operate independently


• The ability to meet contractually required deadlines


• An understanding of contractual requirements in market data


• Experience of market data use within applications


• Have detailed knowledge of market data permissioning controls such as Thomson Reuters DACS


• Has hands-on experience of market data inventory systems (like MDM)


• Pays meticulous attention to detail

*LI-CSJOB*Mr. S. Egger would be happy to receive your application.
Please apply via our career-portal.